SEC Form 4 · accession 0001225208-15-003100

HARLEY-DAVIDSON, INC. · HOG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mark R Kornetzke

Other

Period of report

Feb 3, 2015

Accepted (ET)

Feb 5, 2015 · 8:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000793952

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 4, 2015	M	431	$0.00	A	925	D
Common Stock^F1	Feb 4, 2015	F	374	$62.76	D	551	D
Common Stock (restricted stock)^F2	holding	—	—		—	1,029	D
Common Stock	holding	—	—		—	3,889	I	By 401(k)

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	$0.00	Feb 3, 2015	A	1,313	A	—	—	Common Stock	1,313	2,607	D
Stock Option (right to buy)^F3,F5	$63.49	Feb 3, 2015	A	2,100	A	Feb 3, 2016	Feb 3, 2025	Common Stock	2,100	2,100	D
Restricted Stock Units^F6,F7	$0.00	Feb 4, 2015	M	431	D	—	—	Common Stock	431	2,176	D
Stock Option (right to buy)^F8,F9	$51.78	holding	—	—	—	Feb 4, 2014	Feb 4, 2023	Common Stock	2,369	2,369	D
Stock Option (right to buy)	$62.33	holding	—	—	—	Feb 4, 2015	Feb 4, 2024	Common Stock	2,071	2,071	D
Stock Option (right to buy)^F8,F9	$45.32	holding	—	—	—	Feb 6, 2013	Feb 6, 2022	Common Stock	2,565	2,565	D
Stock Option (right to buy)^F8,F9	$41.33	holding	—	—	—	Feb 9, 2012	Feb 9, 2021	Common Stock	2,524	2,524	D
Stock Option (right to buy)^F8,F9	$22.63	holding	—	—	—	Feb 10, 2011	Feb 10, 2020	Common Stock	3,626	3,626	D
Stock Option (right to buy)^F10,F11	$68.91	holding	—	—	—	Feb 14, 2008	Feb 14, 2017	Common Stock	1,698	1,698	D

Explanation of responses

F1On 2/4/2015, 494 shares of restricted stock vested. 200 shares were withheld to pay the tax withholding associated with the vesting. Additionally, on 2/4/2015, 431 restricted stock units vested. 174 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 551 shares are now reflected as common stock.
F10Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F11All options are currently exercisable.
F2The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/4/2015, 494 shares of restricted stock vested. 200 shares were withheld to pay the tax withholding associated with the vesting.
F3Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F4Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F5Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F6Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F7Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested
F8Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F9Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.