SEC Form 4 · accession 0001209191-19-015303
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl L Bach III
Officer — Managing Director NUAL (sub)
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 9:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2019 | A | 7,770 | $0.00 | A | 23,311 | D | |
| Common StockF2 | Feb 28, 2019 | F | 3,652 | $69.78 | D | 19,659 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of performance units grant, which was previously reported.
- F2Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control.
- F3Shares withheld to satisfy tax obligation arising out of vesting of performance units.