SEC Form 4 · accession 0001209191-18-007377
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terence N Deeks
Director · 10% Owner
Period of report
Feb 2, 2018
Accepted (ET)
Feb 5, 2018 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2018 | A | 1,541 | $0.00 | A | 3,185,961 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted to director for service on Issuer's Board.
- F2Includes 1,927,294 shares held by the Terence N. Deeks 2015 Qualified Three Year Annuity Trust, Terence N. Deeks 2016 Qualified Three Year Annuity Trust and Terence N. Deeks 2017 Qualified Three Year Annuity Trust (collectively the "Trusts"), as of December 31, 2017, of which the Reporting Person is the settler, 56,400 shares owned jointly with the Reporting Person's wife, 1,151,267 shares held directly and 51,000 shares held by the Deeks Family Foundation (the "Foundation"). The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.