SEC Form 4 · accession 0001209191-17-012440
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terence N Deeks
Director · 10% Owner
Period of report
Feb 21, 2017
Accepted (ET)
Feb 21, 2017 · 8:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 21, 2017 | A | 468 | $0.00 | A | 3,716,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted to director for service on Issuer's Board.
- F2Includes 2,631,826 shares held by the Terrence N. Deeks 2014 Qualified Three Year Annuity Trust, Terrence N. Deeks 2015 Qualified Three Year Annuity Trust and Terrence N. Deeks 2016 Qualified Three Year Annuity Trust (collectively the "Trusts"), as of December 31, 2016, of which the Reporting Person is the settler, 56,400 shares owned jointly with the Reporting Person's wife, 976,834 shares held directly (including 468 shares received as a stock dividend on the restricted stock grant reported on this Form 4) and 51,000 shares held by the Deeks Family Foundation (the "Foundation"). The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.