SEC Form 4 · accession 0001209191-16-113929
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin Sprott
Officer — CUO, Navigators Int'l (sub)
Period of report
Apr 9, 2016
Accepted (ET)
Apr 12, 2016 · 10:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 9, 2016 | A | 3,125 | $0.00 | A | 6,437 | D | |
| Common StockF2 | Apr 9, 2016 | F | 1,469 | $81.95 | D | 4,968 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of restricted stock units grant.
- F2Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control.
- F3Shares withheld to satisfy tax obligation arising out of vesting of restricted stock units.