SEC Form 4 · accession 0001209191-16-100371
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terence N Deeks
Director · 10% Owner
Period of report
Feb 19, 2016
Accepted (ET)
Feb 19, 2016 · 1:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2016 | A | 642 | $0.00 | A | 2,108,589 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted to director for service on Issuer's Board.
- F2Includes 1,362,482 shares held by the 2013 Trust, 2014 Trust and 2015 Trust (collectively the "Trusts"), as of December 31, 2015, of which the Reporting Person is the settler, 33,200 shares owned jointly with the Reporting Person's wife, 685,907 shares held directly and 27,000 shares held by the Deeks Family Foundation (the "Foundation"). The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.