SEC Form 4 · accession 0001209191-16-099330
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ciro M DeFalco
Officer — SVP,Chief Financial Officer
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 12, 2016 | A | 2,500 | $0.00 | A | 11,265 | D | |
| Common StockF2 | Feb 12, 2016 | F | 933 | $80.30 | D | 10,332 | D | |
| Common StockF2 | Feb 12, 2016 | A | 1,050 | $0.00 | A | 11,382 | D | |
| Common StockF2 | Feb 12, 2016 | F | 380 | $80.30 | D | 11,002 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of restricted stock units grant, which was previously reported.
- F2Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control.
- F3Shares withheld to satisfy tax obligation arising out of vesting of restricted stock units.
- F4Vesting of grant of performance shares.
- F5Shares withheld to satisfy tax obligations arising out of vesting of performance shares.