SEC Form 4 · accession 0001209191-16-099293
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jr H Clay Bassett
Officer — SVP,Chief Underwriting Officer
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 12, 2016 | A | 3,750 | $0.00 | A | 15,435 | D | |
| Common StockF2 | Feb 12, 2016 | F | 1,382 | $80.30 | D | 14,053 | D | |
| Common StockF2 | Feb 12, 2016 | A | 1,575 | $0.00 | A | 15,628 | D | |
| Common StockF2 | Feb 12, 2016 | F | 570 | $80.30 | D | 15,058 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of restricted stock units grant, which was previously reported.
- F2Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control.
- F3Shares withheld to satisfy tax obligation arising out of vesting of restricted stock units.
- F4Vesting of grant of performance shares.
- F5Shares withheld to satisfy tax obligations arising out of vesting of performance shares.