SEC Form 5 · accession 0001209191-15-014787
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monica Deeks
10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $.10 per shareF1,F6 | Feb 24, 2014 | G | 22,015 | $0.00 | D | 2,342,036 | I | See Footnote |
| Common Stock par value $.10 per shareF2,F6 | Mar 19, 2014 | G | 875,000 | $0.00 | A | 2,342,036 | I | See Footnote |
| Common Stock par value $.10 per shareF3,F6 | Dec 11, 2014 | G | 5,000 | $0.00 | A | 2,342,036 | I | See Footnote |
| Common Stock par value $.10 per shareF4,F6 | Dec 31, 2014 | G | 263,700 | $0.00 | D | 2,342,036 | I | See Footnote |
| Common Stock par value $.10 per shareF5,F6 | Dec 31, 2014 | G | 295,223 | $0.00 | D | 2,342,036 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2011 Qualified Three Year Annuity Trust (the "2011 Trust"), of which the Reporting Person was trustee.
- F2Represents gift by Terence N. Deeks to the Terence N. Deeks 2014 Qualified Three Year Annuity Trust (the "2014 Trust"), of which the Reporting Person is trustee.
- F3Represents gift to the Deeks Family Foundation (the "Foundation").
- F4Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust"), of which the Reporting Person is trustee.
- F5Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust"), of which the Reporting Person is trustee.
- F6Includes 1,471,741 shares held by the 2012 Trust, 2013 Trust and 2014 Trust (collectively the "Trusts"), as of December 31, 2014, of which the Reporting Person is the sole trustee, 52,342 shares owned jointly with the Reporting Person's spouse, 22,000 shares held by the Deeks Family Foundation (the "Foundation") and 795,953 shares held by the Reporting Person's spouse directly. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest she may be deemed to hold therein.
Remarks
Exhibit List: 24. Power of Attorney