SEC Form 5 · accession 0000793547-16-000041
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monica Deeks
10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $.10 per shareF1,F10 | Feb 12, 2015 | G | 30,713 | $0.00 | D | 2,107,947 | I | See Footnote(10) |
| Common Stock par value $.10 per shareF2,F10 | Feb 12, 2015 | G | 215,697 | $0.00 | D | 2,107,947 | I | See Footnote(10) |
| Common Stock par value $.10 per shareF3,F10 | Mar 25, 2015 | G | 789,917 | $0.00 | A | 2,107,947 | I | See Footnote(10) |
| Common Stock par value $.10 per shareF4,F10 | May 15, 2015 | S | 10,000 | $77.38 | D | 2,107,947 | I | See Footnote(10) |
| Common Stock par value $.10 per shareF5,F10 | Dec 12, 2015 | G | 5,000 | $0.00 | D | 2,107,947 | I | See Footnote(10) |
| Common Stock par value $.10 per shareF6,F10 | Dec 15, 2015 | S | 9,142 | $85.41 | D | 2,107,947 | I | See Footnote(10) |
| Common Stock par value $.10 per shareF7,F10 | Dec 31, 2015 | G | 250,659 | $0.00 | D | 2,107,947 | I | See Footnote(10) |
| Common Stock par value $.10 per shareF8,F10 | Dec 31, 2015 | G | 215,570 | $0.00 | D | 2,107,947 | I | See Footnote(10) |
| Common Stock par value $.10 per shareF9,F10 | Dec 31, 2015 | G | 186,589 | $0.00 | D | 2,107,947 | I | See Footnote(10) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust"), of which the Reporting Person was trustee.
- F10The Reporting Person is the sole trustee of the 2013 Trust, 2014 Trust and 2015 Trust (collectively the "Trusts"). Includes 1,362,482 shares held by the Trusts as of December 31, 2015, 33,200 shares owned jointly with the Reporting Person's husband, Terence N. Deeks, and 27, 000 shares held by the Foundation. Includes 685,265 shares held by the Reporting Person's spouse directly. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest she may be deemed to hold therein.
- F2Represents distribution in kind by the 2012 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
- F3Represents gift by Terence N. Deeks to the Terence N. Deeks 2015 Qualified Three Year Annuity Trust (the "2015 Trust"), of which the Reporting Person is trustee.
- F4Represents sale by Terence N. Deeks, the Reporting Person's husband.
- F5Represents a gift to the Deeks Family Foundation (the "Foundation").
- F6Represents sale by Terence N. Deeks, the Reporting Person's husband.
- F7Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust"), of which the Reporting Person is trustee.
- F8Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2014 Qualified Three Year Annuity Trust (the "2014 Trust"), of which the Reporting Person is trustee.
- F9Represents distribution in kind to Terence N. Deeks by the 2015 Trust, of which the Reporting Person is trustee.