SEC Form 4 · accession 0000793547-15-000038
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terence N Deeks
Director · 10% Owner
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2015 | S | 1,411 | $85.19 | D | 2,330,625 | D | |
| Common StockF1 | Dec 14, 2015 | S | 5,857 | $85.22 | D | 2,324,768 | D | |
| Common StockF1 | Dec 15, 2015 | S | 1,874 | $86.19 | D | 2,322,894 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,471,741 shares held by the 2012 Trust, 2013 Trust and 2014 Trust (collectively the "Trusts"), as of December 31, 2014, of which the Reporting Person is the settler, 33,200 shares owned jointly with the Reporting Person's spouse, 790,299 shares held directly, 5,654 shares owned through the Reporting Person's Roth IRA and 22,000 shares held by the Deeks Family Foundation (the "Foundation"). The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.