SEC Form 4 · accession 0000793547-15-000037
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ciro M DeFalco
Officer — SVP & Chief Financial Officer
Period of report
Sep 26, 2015
Accepted (ET)
Oct 7, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Sep 26, 2015 | A | 1,750 | $0.00 | A | 9,398 | D | |
| Common StockF3 | Sep 26, 2015 | F | 633 | $79.60 | D | 8,765 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of restricted stock units grant.
- F2Shares withheld to satisfy tax obligation arising out of vesting of restricted stock units.
- F3Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control.