SEC Form 4 · accession 0000793547-15-000008
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jr H Clay Bassett
Officer — SVP,Chief Underwriting Officer
Period of report
Feb 15, 2015
Accepted (ET)
Feb 18, 2015 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Feb 15, 2015 | A | 5,000 | $0.00 | A | 10,334 | D | |
| Common StockF5 | Feb 15, 2015 | F | 1,837 | $73.14 | D | 8,497 | D | |
| Common StockF5 | Feb 15, 2015 | A | 4,500 | $0.00 | A | 12,997 | D | |
| Common StockF5 | Feb 15, 2015 | F | 1,628 | $73.14 | D | 11,369 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of restricted stock units grant, which was previously reported.
- F2Shares withheld to satisfy tax obligation tax arising out of vesting of restricted stock units.
- F3Vesting of grant of performance shares.
- F4Shares withheld to satisfy tax obligations arising out of vesting of performance shares.
- F5Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control.