SEC Form 5 · accession 0000793547-15-000001
NAVIGATORS GROUP INC · NAVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terence N Deeks
Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 9:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $.10 per shareF1 | Feb 24, 2014 | G | 22,015 | $0.00 | A | 2,342,036 | D | |
| Common Stock par value $.10 per shareF2,F6 | Mar 19, 2014 | G | 875,000 | $0.00 | D | 2,342,036 | I | See Footnote |
| Common Stock par value $.10 per shareF3,F6 | Dec 11, 2014 | G | 5,000 | $0.00 | A | 2,342,036 | I | See Footnote |
| Common Stock par value $.10 per shareF4 | Dec 31, 2014 | G | 263,700 | $0.00 | A | 2,342,036 | D | |
| Common Stock par value $.10 per shareF5,F6 | Dec 31, 2014 | G | 295,223 | $0.00 | A | 2,342,036 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2011 Qualified Three Year Annuity Trust (the "2011 Trust").
- F2Represents gift by the Reporting Person to the Terence N. Deeks 2014 Qualified Three Year Annuity Trust (the "2014 Trust").
- F3Represents gift to the Deeks Family Foundation (the "Foundation").
- F4Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust").
- F5Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust").
- F6Includes 1,471,741 shares held by the 2012 Trust, 2013 Trust and 2014 Trust (collectively, the "Trusts"), as of December 31, 2014, of which the Reporting Person is the settler, 52,342 shares owned jointly with the Reporting Person's spouse, 790,299 shares held directly, 5,654 shares owned through the Reporting Person's Roth IRA and 22,000 shares held by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.