SEC Form 4 · accession 0001493152-18-006262
RESEARCH FRONTIERS INC · REFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth Van Voorhees
Officer — CFO & VP-Business Development
Period of report
May 3, 2018
Accepted (ET)
May 4, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option(right to buy) | $1.00 | May 3, 2018 | A | 60,091 | A | May 3, 2018 | Apr 18, 2028 | Common Stock | 60,091 | 265,191 | D |