SEC Form 4 · accession 0001493152-17-008024
RESEARCH FRONTIERS INC · REFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darryl Daigle
Director
Period of report
Jul 19, 2017
Accepted (ET)
Jul 20, 2017 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $9.80 | Jul 19, 2017 | P | 32,378 | A | Jul 19, 2017 | Dec 2, 2017 | Common Stock | 32,378 | 90,228 | D |
| Stock Option (right to buy)F1 | $3.69 | Jul 19, 2017 | P | 5,200 | A | Jul 19, 2017 | Dec 31, 2019 | Common Stock | 5,200 | 95,428 | D |
| Stock Option (right to buy)F1 | $3.70 | Jul 19, 2017 | P | 2,587 | A | Jul 19, 2017 | Dec 31, 2023 | Common Stock | 2,587 | 98,015 | D |
| Stock Option (right to buy)F1 | $5.56 | Jul 19, 2017 | P | 12,058 | A | Jul 19, 2017 | Dec 30, 2023 | Common Stock | 12,058 | 110,073 | D |
| Stock Option (right to buy)F1 | $5.19 | Jul 19, 2017 | P | 891 | A | Jul 19, 2017 | Dec 30, 2024 | Common Stock | 891 | 110,964 | D |
| Stock Option (right to buy)F1 | $5.26 | Jul 19, 2017 | P | 494 | A | Jul 19, 2017 | Dec 30, 2025 | Common Stock | 494 | 111,458 | D |
Explanation of responses
- F1All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.