SEC Form 4 · accession 0001493152-17-008022

RESEARCH FRONTIERS INC · REFR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 19, 2017

Accepted (ET)

Jul 20, 2017 · 3:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000793524

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F1	$9.80	Jul 19, 2017	P	32,378	A	Jul 19, 2017	Dec 2, 2017	Common Stock	32,378	90,228	D
Stock Option (right to buy)^F1	$3.69	Jul 19, 2017	P	5,200	A	Jul 19, 2017	Dec 31, 2019	Common Stock	5,200	95,428	D
Stock Option (right to buy)^F1	$3.70	Jul 19, 2017	P	2,586	A	Jul 19, 2017	Dec 31, 2023	Common Stock	2,586	98,014	D
Stock Option (right to buy)^F1	$5.56	Jul 19, 2017	P	12,057	A	Jul 19, 2017	Dec 30, 2023	Common Stock	12,057	110,071	D
Stock Option (right to buy)^F1	$5.19	Jul 19, 2017	P	892	A	Jul 19, 2017	Dec 30, 2024	Common Stock	892	110,963	D
Stock Option (right to buy)^F1	$5.26	Jul 19, 2017	P	495	A	Jul 19, 2017	Dec 30, 2025	Common Stock	495	111,457	D

F1All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.