SEC Form 4 · accession 0001493152-17-000048
RESEARCH FRONTIERS INC · REFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Harary
Officer — President and CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.26 | Dec 31, 2016 | J | 59,000 | D | Dec 31, 2015 | Dec 30, 2025 | Common Stock | 59,000 | 244,100 | D |
Explanation of responses
- F1Cancellation of stock options previously issued on 12-31-2015