SEC Form 4 · accession 0001206774-16-003977
RESEARCH FRONTIERS INC · REFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Michael Slovak
Officer — Vice President-Technology
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.26 | Dec 31, 2015 | A | 23,000 | A | Dec 31, 2015 | Dec 30, 2025 | Common Stock | 23,000 | 169,250 | D |