SEC Form 4 · accession 0001206774-15-003082
RESEARCH FRONTIERS INC · REFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darryl Daigle
Director
Period of report
Sep 18, 2015
Accepted (ET)
Sep 21, 2015 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 18, 2015 | J | 125,000 | $0.00 | D | 181,442 | D | |
| Common Stock | Sep 18, 2015 | J | 125,000 | $0.00 | A | 125,000 | I | Held by reporting person's wife |
| Common Stock | holding | — | — | — | 64,245 | I | Held by reporting person's business, of which he has 50% ownership interest | |
| Common Stock | holding | — | — | — | 13,587 | I | Held in IRA by reporting person's wife. | |
| Common Stock | holding | — | — | — | 738 | I | Held as custodian for reporting person's grandchildren |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person transferred 125,000 shares of common stock of Research Frontiers Inc. that were directly held to his wife.