SEC Form 4 · accession 0001206774-15-000676
RESEARCH FRONTIERS INC · REFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
grimes george gregory
Director
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | F | 2,207 | $5.00 | A | 137,923 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.00 | Feb 26, 2015 | M | 20,000 | A | Mar 1, 2010 | Feb 28, 2015 | Common Stock | 20,000 | 65,350 | D |
Explanation of responses
- F1Represents payment of $100,000 exercise price of $5.00 per share by delivery of cash and reduction of securities issued by 17,793 shares, resulting in a net issuance of 2,207 shares.