SEC Form 4 · accession 0001206774-15-000028
RESEARCH FRONTIERS INC · REFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Michael Slovak
Officer — Vice President-Technology
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 45,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.19 | Dec 31, 2014 | A | 23,450 | A | Dec 31, 2014 | Dec 30, 2024 | Common Stock | 23,450 | 156,250 | D |