SEC Form 4 · accession 0001010549-15-000270
BLUE DOLPHIN ENERGY CO · BDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan P Carroll
Officer — CEO and President · Director · 10% Owner
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2015 | P | 386 | $4.02 | A | 528 | D | |
| Common Stock | Aug 21, 2015 | P | 900 | $4.01 | A | 1,428 | D | |
| Common Stock | holding | — | — | — | 8,427,884 | I | Lazarus Energy Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.