SEC Form 4 · accession 0001127602-15-032919
WERNER ENTERPRISES INC · WERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Lynn Johnson
Officer — Exec VP - Chief Acctg Officer
Period of report
Nov 28, 2015
Accepted (ET)
Dec 1, 2015 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2015 | A | 98 | $30.2045 | A | 43,457 | D | |
| Common Stock | Jan 21, 2015 | A | 17 | $30.2451 | A | 43,474 | D | |
| Common Stock | Apr 2, 2015 | A | 84 | $30.5584 | A | 51,881 | D | |
| Common Stock | May 6, 2015 | A | 19 | $27.4943 | A | 51,900 | D | |
| Common Stock | Jul 2, 2015 | A | 114 | $26.3161 | A | 52,014 | D | |
| Common Stock | Jul 22, 2015 | A | 18 | $28.6545 | A | 52,032 | D | |
| Common Stock | Oct 2, 2015 | A | 102 | $25.2212 | A | 52,134 | D | |
| Common Stock | Oct 21, 2015 | A | 23 | $27.9807 | A | 52,157 | D | |
| Common StockF1 | Nov 28, 2015 | F | 388 | $28.12 | D | 51,769 | D | |
| Common StockF2 | Nov 29, 2015 | F | 517 | $28.12 | D | 51,252 | D | |
| Common StockF3 | Nov 30, 2015 | F | 647 | $26.96 | D | 50,605 | D | |
| Common StockF4 | Dec 1, 2015 | F | 647 | $27.30 | D | 49,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F5 | $17.18 | holding | — | — | — | — | Nov 30, 2017 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Represents shares required to satisfy tax withholding obligations in connection with the vesting of 1,200 shares of restricted stock granted to the Reporting Person on November 28, 2011.
- F2Represents shares required to satisfy tax withholding obligations in connection with the vesting of 1,600 shares of restricted stock granted to the Reporting Person on November 29, 2012.
- F3Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,000 shares of restricted stock granted to the Reporting Person on November 30, 2010.
- F4Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,000 shares of restricted stock granted to the Reporting Person on December 1, 2009.
- F5Stock options become exercisable in the following percentages at the specified number of months from grant date: 15% at 24 months; 20% each at 36, 48, and 60 months; and 25% at 72 months.