SEC Form 4 · accession 0001271163-17-000034
ELLSWORTH GROWTH & INCOME FUND LTD · ECF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kuni Nakamura
Director
Period of report
Sep 18, 2017
Accepted (ET)
Sep 19, 2017 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Cumulative Preferred Shares | Sep 18, 2017 | P | 250 | $25.00 | A | 250 | D |
Table II — derivative securities
No Table II lines on this filing.