SEC Form 4 · accession 0001271163-15-000058
ELLSWORTH GROWTH & INCOME FUND LTD · ECF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Melarkey
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 10:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 9, 2015 | P | 2,600 | $7.6888 | A | 2,600 | I | Le Cle Investments |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey.