SEC Form 4 · accession 0001271163-15-000049
ELLSWORTH GROWTH & INCOME FUND LTD · ECF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthonie C Vanekris
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 9, 2015 | P | 3,000 | $8.0167 | A | 3,000 | I | Trust account for son |
| Common SharesF2 | Nov 9, 2015 | P | 3,000 | $8.0167 | A | 3,000 | I | Trust account for daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported are held in a trust account for the son of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account.
- F2The shares reported are held in a trust account for the daughter of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account.