SEC Form 4 · accession 0000793040-15-000006
ELLSWORTH GROWTH & INCOME FUND LTD · ECF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Tucker Lake Jr.
Other
Period of report
Nov 25, 2015
Accepted (ET)
Nov 25, 2015 · 10:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF2 | Nov 25, 2015 | J | 0 | $0.00 | A | 6,383 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This filing is being made for the sole reason that the reporting person is no longer an officer of the Registrant.
- F2Includes 1,350 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan.