SEC Form 4 · accession 0000793040-15-000004
ELLSWORTH GROWTH & INCOME FUND LTD · ECF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 28, 2015
Accepted (ET)
Sep 29, 2015 · 1:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF2 | Sep 28, 2015 | S | 1,256 | $7.96 | D | 14,720 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form is being filed to record a private transaction between the Reporting Person and Thomas H. Dinsmore, the Chairman of the Board and CEO of the Issuer and of the investment adviser.
- F2Includes 4,495.92 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan.