SEC Form 4 · accession 0001683999-26-000005
ASTEC INDUSTRIES INC · ASTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaco van der Merwe
Officer — Chief Executive Officer
Period of report
Aug 28, 2026
Accepted (ET)
Sep 2, 2026 · 4:16 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000792987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2026 | A | 139 | $0.00 | A | 113,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | — | Aug 28, 2026 | A | 4 | A | — | — | Common Stock | 0 | 1,404 | D |
Explanation of responses
- F1Represents dividend equivalents earned on the prior RSU grant awards.
- F2Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.
- F3The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.