SEC Form 3 · accession 0001567619-19-003049

ASTEC INDUSTRIES INC · ASTE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Group President-Energy

Period of report

Feb 11, 2019

Accepted (ET)

Feb 11, 2019 · 5:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000792987

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F1	holding	—	—		—	11	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock^F3,F1	—	holding	—	—	—	—	—	Common Stock	617	—	D

F1Reporting person was a Section 16 officer previously and then was not a Section 16 officer beginning in January 2018; however, due to a promotion at the end of January 2019 he became a Section 16 officer again. Shares entered are the shares he owned as of that date (and the date of this report)
F2Shares held are RSUs that convert to shares of Common Stock on a on-for-one basis at a later date.
F3Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.