SEC Form 4 · accession 0001140361-17-009744
ASTEC INDUSTRIES INC · ASTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Anderson
Officer — VP-Administration & Corp Sec
Period of report
Feb 28, 2017
Accepted (ET)
Feb 28, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2017 | A | 2,253 | $0.00 | A | 2,253 | D | |
| Common StockF1 | holding | — | — | — | 95 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in the reporting person's 401(k) account are based upon a plan statement dated February 28, 2016.
- F2Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.