SEC Form 4 · accession 0001140361-16-074243
ASTEC INDUSTRIES INC · ASTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Claude
Officer — Group President-Infrastructure
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 9:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792987
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Aug 2, 2016 | S | 546 | D | — | — | Common Stock | 546 | 0 | D |
Explanation of responses
- F1Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of phantom shares within the participant's SERP account.