SEC Form 4 · accession 0001140361-16-074009
ASTEC INDUSTRIES INC · ASTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Frierson
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 1, 2016 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 1, 2016 | A | 250 | $60.28 | A | 6,589 | D | |
| Common StockF1 | holding | — | — | — | 5,616 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities consist of deferred stock units (DSU's) acquired under the issuer's 1998 Non-Employee Directors Incentive Plan. The DSU's convert on a one-for-one basis into shares of the issurer's common stock subsequent to the reporting person's termination of services as a director.
- F2Transaction represents shares issued in payment of reporting person's quarterly board retainer.