SEC Form 4 · accession 0001140361-16-055635
ASTEC INDUSTRIES INC · ASTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L May
Officer — President-KPI
Period of report
Feb 28, 2016
Accepted (ET)
Feb 29, 2016 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2016 | A | 3,337 | $0.00 | A | 8,365 | D | |
| Common StockF1 | holding | — | — | — | 537 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 2,674 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by reporting person's 401(k) plan account are based upon a plan statement dated February 28, 2016.
- F2The reported transaction is a grant of restricted stock units earned under the Company's 2011 Incentive Plan. Total reported holdings are restricted stock unites that convert to common stock on a one-for-one basis at a later date.