SEC Form 4 · accession 0001140361-15-031606
ASTEC INDUSTRIES INC · ASTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Sansom
Director
Period of report
Aug 12, 2015
Accepted (ET)
Aug 13, 2015 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2015 | M | 355 | $28.90 | A | 20,276 | D | |
| Common Stock | Aug 12, 2015 | M | 374 | $27.40 | A | 20,650 | D | |
| Common Stock | Aug 12, 2015 | M | 374 | $34.43 | A | 21,024 | D | |
| Common Stock | Aug 12, 2015 | M | 323 | $39.81 | A | 21,347 | D | |
| Common Stock | Aug 12, 2015 | M | 614 | $20.95 | A | 21,961 | D | |
| Common Stock | Aug 12, 2015 | M | 375 | $34.29 | A | 22,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $28.90 | Aug 12, 2015 | M | 355 | D | Aug 30, 2005 | Aug 29, 2015 | Common Stock | 355 | 0 | D |
| Stock Options | $27.40 | Aug 12, 2015 | M | 374 | D | Oct 28, 2005 | Oct 27, 2015 | Common Stock | 374 | 0 | D |
| Stock Options | $34.43 | Aug 12, 2015 | M | 374 | D | Mar 16, 2006 | Mar 16, 2016 | Common Stock | 374 | 0 | D |
| Stock Optiions | $39.81 | Aug 12, 2015 | M | 323 | D | Apr 28, 2006 | Apr 28, 2016 | Common Stock | 323 | 0 | D |
| Stock Options | $20.95 | Aug 12, 2015 | M | 614 | D | Jul 28, 2006 | Jul 28, 2016 | Common Stock | 614 | 0 | D |
| Stock Options | $34.29 | Aug 12, 2015 | M | 375 | D | Nov 17, 2006 | Nov 17, 2016 | Common Stock | 375 | 0 | D |