SEC Form 4 · accession 0001140361-15-009519
ASTEC INDUSTRIES INC · ASTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dorris
Officer — Chief Operating Officer
Period of report
Feb 28, 2015
Accepted (ET)
Mar 2, 2015 · 10:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2015 | F | 449 | $42.77 | D | 5,831 | D | |
| Common StockF2 | holding | — | — | — | 5,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 449 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,375 RSUs.
- F2Total amount includes 926 shares issued upon vesting of RSUs on February 28, 2015.