SEC Form 4/A · accession 0001209191-16-108369
BROWN & BROWN, INC. · BRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jerome Scott Penny
Officer — Chief Acquisitions Officer
Period of report
Dec 30, 2013
Accepted (ET)
Mar 15, 2016 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000079282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1,F2 | Dec 31, 2013 | F | 19,968 | $31.07 | D | 87,487 | D | |
| Common Stock, $.10 par value (PSP)F3,F4 | holding | — | — | — | 55,488 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment reflects the correction of a clerical error that was made in the original filing that understated the reporting person's direct holdings by 20,768 shares.
- F2Number of shares may vary due to dividend reinvestment.
- F3This amendment reflects the correction of a clerical error that was made in the original filing that overstated the reporting person's direct holdings of shares granted pursuant to the Company's Performance Stock Plan ("PSP") by 800 shares.
- F4These securities were granted pursuant to the PSP. Based on the satisfaction of conditions established pursuant to the PSP, the Reporting Person has voting rights and dividend entitlement with respect to a portion of these shares based on the satisfaction of certain performance-based criteria, but full ownership will not vest until the satisfaction of additional conditions.