SEC Form 4 · accession 0000950103-15-006644
BIO REFERENCE LABORATORIES INC · BRLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Grodman
Officer — President and CEO · Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 20, 2015 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2015 | D | 1,937,502 | — | D | 0 | D | |
| Common StockF1,F2 | Aug 20, 2015 | D | 159,464 | — | D | 0 | I | By Trust |
| Common StockF1,F3 | Aug 20, 2015 | D | 244,834 | — | D | 0 | I | By Spouse and Children |
| Common StockF1,F4 | Aug 20, 2015 | D | 200,000 | — | D | 0 | I | By Spouse's Trust |
| Common StockF1,F5 | Aug 20, 2015 | D | 200,000 | — | D | 0 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As of the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated as of June 3, 2015 (the "Merger Agreement"), by and among the Issuer, OPKO Health, Inc., a Delaware corporation ("OPKO"), and Bamboo Acquisition, Inc., a New Jersey corporation, each share of the Issuer's common stock held by the reporting person was disposed of pursuant to the Merger Agreement in exchange for 2.75 shares of OPKO common stock.
- F2Represents shares held in a successor trust to a grantor retained annuity trust of which Pam Gau Grodman, the reporting person's spouse, and Rich Faherty are trustees.
- F3Represents 145,834 shares directly owned by the reporting person's wife and 99,000 shares owned by their children. The reporting person disclaims beneficial ownership of these 244,834 shares.
- F4Represents 200,000 shares held in trust for the benefit of the reporting person's wife and children, of which the reporting person and Mr. Ariel Fuentes are the co-trustees.
- F5Represents 200,000 shares held in trust for the benefit of the reporting person and children, of which the reporting person's wife is the trustee.