SEC Form 4 · accession 0001437749-17-004589
ROYAL HAWAIIAN ORCHARDS, L.P. · NNUTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Stephen Kendrick
Director
Period of report
Jan 18, 2006
Accepted (ET)
Mar 15, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Units of Limited Partnership Interests | Jan 18, 2006 | P | 1,500 | $5.90 | A | 1,500 | D | |
| Class A Units of Limited Partnership InterestsF1 | Jun 27, 2016 | J | 1,500 | — | D | 0 | D | |
| Class A Units of Limited Partnership InterestsF1 | Jun 27, 2016 | J | 1,500 | — | A | 1,500 | I | By the Kendrick Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 27, 2016, James S. Kendrick transferred 1,500 Class A Units of Limited Partnership Interests to the Kendrick Family Trust. James S. Kendrick and his spouse, Tina J. Kendrick, are the beneficiaries and trustees of the Kendrick Family Trust and jointly control voting of the units. James S. Kendrick and Tina J. Kendrick remain the beneficial owners of all of the units transferred.