SEC Form 4 · accession 0001209191-18-037991
ROYAL HAWAIIAN ORCHARDS, L.P. · NNUTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford C Nelson
Officer — President of General Partner · Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Units | Jun 13, 2018 | J | 2,701 | $2.41 | D | 8 | D | |
| Class A UnitsF2 | holding | — | — | — | 467 | I | By Crescent River Ag., LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 13, 2018, Royal Hawaiian Orchards, L.P. (the "Issuer") conducted a one for 2,000 reverse split of its Class A units, resulting in the number of units owned by the reporting person post-split being equal to the number of pre-split units owned divided by 2,000, less fractional units that were cancelled in the reverse split. The Issuer did not issue fractional units as a result of the reverse split. Units not divisible by 2,000 were cancelled, and in lieu of fractional units, the reporting person is entitled to receive a cash payment of $2.41 for each cancelled unit owned before the reverse split.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.