SEC Form 4 · accession 0001209191-18-037987
ROYAL HAWAIIAN ORCHARDS, L.P. · NNUTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry W Blank
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 2:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Units | Jun 13, 2018 | J | 0 | $0.00 | D | 148 | D | |
| Class A Units | Jun 13, 2018 | J | 1,000 | $2.41 | D | 720 | I | By Barry W. Blank Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 13, 2018, Royal Hawaiian Orchards, L.P. (the "Issuer") conducted a one for 2,000 reverse split of its Class A units, resulting in the number of units owned by the reporting person post-split being equal to the number of pre-split units owned divided by 2,000, less fractional units that were cancelled in the reverse split. The Issuer did not issue fractional units as a result of the reverse split. Units not divisible by 2,000 were cancelled, and in lieu of fractional units, the reporting person is entitled to receive a cash payment of $2.41 for each cancelled unit owned before the reverse split.