SEC Form 4 · accession 0001209191-17-053275
ROYAL HAWAIIAN ORCHARDS, L.P. · NNUTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 18, 2017
Accepted (ET)
Sep 19, 2017 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A UnitsF1 | Sep 18, 2017 | J | 540,327 | — | A | 9,903,052 | I | By Shiraz Capital LLC |
| Class A UnitsF1 | Sep 18, 2017 | J | 540,327 | — | D | 6,068,101 | I | By NUT 2013 GRAT |
| Class A Units | holding | — | — | — | 9,306 | D | ||
| Class A Units | holding | — | — | — | 22,356 | I | By The Ebrahimi Family Foundation | |
| Class A Units | holding | — | — | — | 110,190 | I | By FF Ebrahimi IRA | |
| Class A Units | holding | — | — | — | 935,726 | I | By Crescent River Agriculture LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This statement is occasioned by the transfer of units of Royal Hawaiian Orchards, LP between NUT 2013 GRAT, a GRAT whose grantor, annuitant and trustee is Farhad Fred Ebrahimi, and Shiraz Capital LLC, a limited liability company solely owned by Farhad Fred Ebrahimi. Farhad Fred Ebrahimi remains the beneficial owner of all of the units transferred.
Remarks
The Powers of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi are filed as Exhibits 24.1 and 24.2, respectively, to this filing.