SEC Form 4 · accession 0001209191-17-033316
ROYAL HAWAIIAN ORCHARDS, L.P. · NNUTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Units | May 15, 2017 | P | 2,208,730 | $1.79 | A | 9,296,894 | I | By Shiraz Capital LLC |
| Class A Units | May 15, 2017 | P | 5,176 | $1.79 | A | 9,306 | D | |
| Class A Units | May 15, 2017 | P | 12,435 | $1.79 | A | 22,356 | I | By The Ebrahimi Family Foundation |
| Class A Units | May 15, 2017 | P | 61,292 | $1.79 | A | 110,190 | I | By FF Ebrahimi IRA |
| Class A Units | May 15, 2017 | P | 520,492 | $1.79 | A | 935,726 | I | By Crescent River Agriculture LLC |
| Class A Units | May 15, 2017 | P | 6,608,428 | $1.79 | A | 6,608,428 | I | By NUT 2013 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This statement is occasioned by the purchase of shares of the Issuer's Class A Units by Farhad Fred Ebrahimi pursuant to the Partnership's Rights Offering. Farhad Fred Ebrahimi is the reporting person for the Ebrahimi family consisting of Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi, husband and wife. The Powers of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi were filed as exhibit 24.1 and 24.2, respectively, to a Form 4 filed with the Commission on February 14, 2014.