SEC Form 4 · accession 0001209191-17-033284
ROYAL HAWAIIAN ORCHARDS, L.P. · NNUTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry W Blank
Director
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Units | May 15, 2017 | P | 148,000 | $1.79 | A | 296,000 | D | |
| Class A Units | May 15, 2017 | P | 720,300 | $1.79 | A | 1,440,600 | I | By Barry W. Blank Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This statement is occasioned by the purchase of additional shares of the Issuer's Class A Units by Barry W Blank as part of the Partnership's Rights Offering.