SEC Form 4 · accession 0001209191-17-033277
ROYAL HAWAIIAN ORCHARDS, L.P. · NNUTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford C Nelson
Officer — President of General Partner · Director
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Units | May 15, 2017 | P | 9,547 | $1.79 | A | 18,701 | D | |
| Class A UnitsF1 | holding | — | — | — | 935,726 | I | By Crescent River Ag., LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.