SEC Form 4 · accession 0001209191-17-028278
ROYAL HAWAIIAN ORCHARDS, L.P. · NNUTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Farhad Fred Ebrahimi
10% Owner
Period of report
Apr 25, 2017
Accepted (ET)
Apr 26, 2017 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Units | Apr 25, 2017 | P | 2,000 | $2.19 | A | 7,040,964 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 5,000 | $2.20 | A | 7,045,964 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 1,059 | $2.39 | A | 7,047,023 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 600 | $2.35 | A | 7,047,623 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 1,100 | $2.34 | A | 7,048,723 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 3,241 | $2.23 | A | 7,051,964 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 3,000 | $2.48 | A | 7,054,964 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 1,000 | $2.26 | A | 7,055,964 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 1,300 | $2.45 | A | 7,057,264 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 700 | $2.44 | A | 7,057,964 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 4,500 | $2.40 | A | 7,062,464 | I | By Shiraz Capital LLC |
| Class A Units | Apr 25, 2017 | P | 500 | $2.36 | A | 7,062,964 | I | By Shiraz Capital LLC |
| Class A Units | holding | — | — | — | 4,130 | D | ||
| Class A Units | holding | — | — | — | 9,921 | I | By The Ebrahimi Family Foundation | |
| Class A Units | holding | — | — | — | 48,898 | I | By FF Ebrahimi IRA | |
| Class A Units | holding | — | — | — | 415,234 | I | By Crescent River Agriculture LLC |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This statement is occasioned by the purchase of additional shares of the Issuer's Class A Units by Farhad Fred Ebrahimi. Farhad Fred Ebrahimi is the reporting person for the Ebrahimi family consisting of Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi, husband and wife. The Powers of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi were filed as exhibit 24.1 and 24.2, respectively, to a Form 4 filed with the Commission on February 14, 2014.