SEC Form 4 · accession 0001144204-18-061236
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Anthony Morrison
Officer — President & CEO · Director
Period of report
Nov 21, 2018
Accepted (ET)
Nov 21, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2018 | F | 7,415 | $13.05 | D | 278,993 | D | |
| Common StockF2 | holding | — | — | — | 119,463 | I | Trustee | |
| Common StockF3,F4 | holding | — | — | — | 5,985 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purpose of this sale is to pay for tax liabilities incurred by Mr. Morrison upon the vesting of certain restricted stock units.
- F2These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA.
- F3These shares are owned by Mr. Morrison's wife as custodian for two UTMA accounts. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F4This amount includes 192 shares owned by Mr. Morrison's children held in UTMA accounts which were previously reported as separate holdings.