SEC Form 4/A · accession 0001144204-17-062429
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ken Tacelli
Officer — Chief Operating Officer
Period of report
Jul 25, 2017
Accepted (ET)
Dec 5, 2017 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 25, 2017 | S | 16,909 | $11.18 | D | 120,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.15 to $11.25. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2The number of shares beneficially owned by the reporting person in the original Form 4 filed with SEC on 7/27/2017 ("Original Filing") was incorrectly reported as 68,091 shares. This amended Form 4 reflects the correct number of shares beneficially owned by the reporting person following the transactions reported in the Original Filing.