SEC Form 4 · accession 0001144204-16-135927
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay K Mistry
Officer — Vice President, Controller
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | F | 1,333 | $6.90 | D | 134,365 | D | |
| Common Stock | Nov 21, 2016 | S | 2,000 | $6.75 | D | 132,365 | D | |
| Common StockF2 | holding | — | — | — | 60 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 45 | I | By Son | |
| Common StockF2 | holding | — | — | — | 33 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in order to cover taxes due in connection with the vesting of restricted stock units.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.